As per SEBI (Investment Advisers) Regulations, 2013

This document is prepared in accordance with Regulation 18 and other applicable provisions of the SEBI (Investment Advisers) Regulations, 2013. It aims to provide essential information about the Investment Advisory services offered by Zen Nivesh Advisors Private Limited (“Investment Adviser”) to enable prospective clients to make an informed decision before availing of our services.

1. History, Present Business and Background

Zen Nivesh Advisors Private Limited is a SEBI-registered Investment Adviser (Registration No. INA000020323), engaged in providing unbiased investment advice. The Company received its SEBI registration on June 16, 2025.

We strive to provide investment advice that aligns with each client’s goals, risk profile, and return expectations. The advisory process includes:

Risk profiling and suitability assessment
Asset allocation based on client needs
Portfolio review and monitoring
Recommendations for corrective actions as needed

2. Terms and Conditions of Advisory Services

The terms and conditions governing our advisory services are comprehensively detailed in the client agreement. Prospective clients are advised to refer to the client agreement carefully before engaging our services.

3. Disciplinary History

No penalties or directions have been issued by SEBI or any other regulatory authority under the SEBI Act or any other regulations against the Investment Adviser or its principal officer(s).

There are no pending material litigations or proceedings, nor any adverse findings from regulatory inspections or investigations against the company, its directors, or employees related to investment advisory activities.

4. Affiliations with Other Intermediaries

Zen Nivesh Advisors Private Limited has no affiliations with any other SEBI-registered intermediaries, including mutual fund distributors, stockbrokers, or portfolio managers.

5. Disclosure of Investment Adviser’s Holdings in Financial Products/Securities

The Investment Adviser or its employees may hold positions in financial products or securities that are recommended to clients. However, any such holding will be disclosed at the time of rendering advice if relevant to the product being recommended.

6. Conflict of Interest Disclosure

There are currently no known actual or potential conflicts of interest arising from any association with issuers of financial products/securities. Should any such conflicts arise in the future, they will be promptly disclosed to clients in accordance with SEBI regulations.

7. Disclosure of Material Facts Related to Products or Securities

Clients are encouraged to review the key features, past performance, risks, and disclaimers of investment products and securities before making any investment decisions. This information is available through:

Investment Adviser’s product-specific communication
Official sources like www.sebi.gov.in, www.nseindia.com, or respective issuer websites

8. Warnings and Disclaimers in Marketing Materials

Clients are advised to read all warnings, disclaimers, and risk disclosures present in our brochures, website, and marketing materials related to any investment product. A summary of such risks is also mentioned in the client agreement.

9. Grievance Redressal Mechanism

Clients can report grievances via:

We are committed to resolving grievances within the time period prescribed by SEBI.

10. Details of Principal Officer & Compliance officer

Name: Mr. Ankit Kanodia

Designation: Principal Officer

Contact: +91 99789 88562

Email: ankit@zennivesh.com

Name: Harshal Mehta

Designation: Compliance Officer

Contact: 89801 01919

Email: harshal@zennivesh.com

11. Registered Office Details

Zen Nivesh Advisors Private Limited

Address: B-202, Stone Oaks Apartment, Hosa Road, Gal Junction, Electronics City, Bangalore South, Bangalore, Karnataka – 560100, India

Email: ankit@zennivesh.com | Phone: +91 99789 88562

SEBI Regional Office:

7th Floor, 756-L, Anna Salai, Chennai – 600002, Tamil Nadu